When small teams
FIDLEG requires periodic suitability reviews, yet in daily practice they are often left to the quarterly rhythm. Our AI employee reconciles asset allocation, cash quota and Lombard utilisation against the investor profile every week: from the same custody data as your client reporting, while approval of any adjustment stays with the advisor.
Three situations from the daily reality of independent wealth managers.
Band breaches are often discovered only in quarterly reporting or in the client meeting.
Our answer: The weekly run flags deviations as soon as they arise.
Cash quotas drift out of their band quietly, and the mandate’s performance suffers.
Our answer: Each mandate’s cash quota is checked against its band, with an alert on any breach.
When markets move, Lombard utilisation rises along with them, without anyone noticing.
Our answer: Utilisation is monitored alongside and reported before it becomes critical.
The asset allocation is checked against the recorded investor profile and its bands.
The documented weekly reconciliation forms the basis for the periodic suitability review under FIDLEG.
The deviation is flagged; the advisor decides on and executes the reallocation.
The prerequisite is reconciliation with the custodian banks: data discrepancies become visible instead of silently feeding into monitoring.
We clarify your starting point, goals and constraints. Free of charge and without obligation.
In the workshop we define investor profiles, bands and reporting channels. At a fixed price.
We connect your custody data and test the weekly run with mandates from your book. At a fixed price.
After the pilot we take over ongoing operations, further development and training of your team as a monthly subscription.
From the same custody data as your client reporting, from your portfolio management system or the custodian bank data you approve.
No. It flags deviations with mandate, asset class and magnitude. Decision and execution stay with the advisor.
In Switzerland, via Azure OpenAI in the Switzerland North region. Contract and governance documentation are included.
Introductory call free of charge, workshop and pilot at a fixed price, ongoing operations billed monthly.
Your question is not listed? The AI answers from the knowledge of this website.
Tell us how you discover deviations today. We will show you the weekly run on your data.